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SY0-701 · Objective 1.1 · General Security Concepts

1.1 Security controls explained

The official objective: “Compare and contrast various types of security controls.” Here is what it means, what candidates mix up, and 3 practice questions that test it.

What objective 1.1 covers

Objective 1.1 is about vocabulary, but it is vocabulary you will use on almost every other objective. Security+ describes any control along two separate axes, and most questions on this objective test whether you can keep them apart.

The first axis is the category: what the control is made of. A technical control is enforced by technology, such as a firewall rule, encryption or an access control list. A managerial control is a decision or document that directs security from above, such as a risk assessment, a security policy or a hiring standard. An operational control is carried out by people as part of daily work, such as a guard checking badges, a backup rotation or awareness training. A physical control acts on the physical world: fences, locks, bollards, cameras and mantraps.

The second axis is the type: what the control does. A preventive control stops something from happening, like a locked door or a firewall block. A deterrent control discourages an attacker without physically stopping them, like warning signs or visible lighting. A detective control notices that something happened, like log review, motion alerts or an intrusion detection system. A corrective control fixes things after an event, like restoring from backup or reimaging a host. A compensating control is an alternative used when the normal control can't be applied, such as isolating an unpatchable system. A directive control tells people what to do and relies on them to comply, like a policy that says to lock your screen.

Because the axes are independent, one control has both a category and a type. A security guard is a physical (or operational) control that can be deterrent, preventive and detective at the same moment. Exam questions often name a control and ask for the best pair, so read every word of the scenario: a camera that only records is detective, but a sign announcing the camera is deterrent.

A good habit is to ask two questions of every control you meet: what is it made of, and when does it act? Before the event (preventive, deterrent, directive), during it (detective) or after it (corrective). Compensating sits outside that timeline because it is defined by why it exists: the primary control isn't possible.

What candidates mix up

  • Deterrent versus preventive: a deterrent only discourages. If the control would physically or technically block the attempt, it is preventive.
  • Directive versus managerial: directive is a type (it tells people what to do), managerial is a category (it comes from management). An acceptable use policy is often both.
  • Compensating versus corrective: a compensating control replaces a control you can't use; a corrective control repairs damage after an incident.
  • Training is operational, not technical, even when it is delivered through software.

Practice questions for 1.1

From the CertRidge SY0-701 question bank. Try each one before opening the answer.

  1. Question 1

    A locked server-room door with a badge reader is best classified as which category of security control?

    • AA physical, preventive control
    • BA technical, detective control
    • CA managerial, corrective control
    • DAn operational, compensating control
    Show answer and explanation

    Answer: A) A physical, preventive control

    Controls are categorized by type (technical, managerial, operational, physical) and by function (preventive, detective, corrective, deterrent, compensating).

    • AA locked door is a physical control by type, and it prevents unauthorized entry, so it is preventive by function.
    • BTechnical controls are implemented in hardware/software/firmware; a physical lock is not technical, and it prevents rather than detects.
    • CManagerial controls are policies and procedures; a door lock is neither a policy nor a corrective action taken after an incident.
    • DA compensating control substitutes for a primary control that can't be used; nothing here indicates the lock is a substitute.
  2. Question 2

    A company that cannot patch a legacy system implements strict network segmentation and enhanced monitoring around it to reduce risk in the meantime. What kind of control are these measures?

    • ACompensating controls
    • BCorrective controls
    • CDirective controls
    • DRecovery controls
    Show answer and explanation

    Answer: A) Compensating controls

    • ACompensating controls provide comparable protection when the primary control (patching) cannot be applied.
    • BCorrective controls restore systems after an incident; segmentation and monitoring here are proactive risk reduction.
    • CDirective controls are policies or instructions, not the technical measures described.
    • DRecovery controls bring operations back after disruption.
  3. Question 3

    An acceptable use policy states that employees must lock their screens whenever they step away from their desks. Which control type does this requirement represent?

    • ADirective
    • BDetective
    • CCompensating
    • DCorrective
    Show answer and explanation

    Answer: A) Directive

    • AA directive control tells people what they must or must not do; it relies on compliance rather than technically preventing the behavior.
    • BDetective controls identify that something happened, such as log review or an alarm; a written rule doesn't detect anything.
    • CA compensating control substitutes for a primary control that can't be used; this policy isn't standing in for another control.
    • DCorrective controls fix or restore after an event, such as restoring from backup; this rule is set before anything goes wrong.

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Objective numbers and statements from CompTIA's published SY0-701 exam objectives. The explanations and questions are our own. Not affiliated with CompTIA.