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SY0-701 · Objective 3.4 · Security Architecture

3.4 Resilience and recovery explained

The official objective: “Explain the importance of resilience and recovery in security architecture.” Here is what it means, what candidates mix up, and 3 practice questions that test it.

What objective 3.4 covers

Availability is one third of the CIA triad, and objective 3.4 covers how architecture protects it. The exam expects you to choose the right resilience option for a stated requirement and cost.

High availability keeps a service running through the failure of a component. Load balancing spreads traffic across several servers, and clustering lets several servers act as one so a standby can take over. In an active/active setup all members serve traffic at once; in active/passive one waits idle until it is needed.

Site considerations cover where you recover. A hot site is fully equipped and current, so failover is fast, but it is the most expensive. A warm site has hardware and connectivity but needs recent data restored before it can take over. A cold site is space and power with little else, cheap but slow. Geographic dispersion puts sites far enough apart that one regional disaster can't hit both.

Platform diversity means not relying on one operating system or vendor, so a single flaw can't take everything down. Multi-cloud does the same across cloud providers. Continuity of operations is the plan for keeping essential functions going during a disruption. Capacity planning covers people, technology and infrastructure: enough trained staff, enough compute and enough network to cope with demand or with losing part of it.

Testing proves the plan works. A tabletop exercise is a discussion of a scenario with no systems touched. Failover testing actually switches to the backup. A simulation acts out an event. A parallel processing test runs the recovery site alongside production to check that its results match, without stopping production.

Backups get detailed attention. Onsite backups restore fast; offsite backups survive a disaster at the main site. Frequency decides how much data you can lose, which ties to the recovery point objective. Backups should be encrypted. Snapshots capture a point-in-time state quickly. Recovery has to be tested, not assumed. Replication copies data continuously to another location, and journaling records each change so you can replay to a point. A full backup copies everything; an incremental copies changes since the last backup of any kind; a differential copies changes since the last full backup.

Power is the last piece: generators for long outages, and an uninterruptible power supply to bridge the gap until the generator starts.

What candidates mix up

  • Incremental versus differential: an incremental restore needs the full plus every incremental since; a differential restore needs the full plus only the latest differential.
  • Hot versus warm site: a warm site needs data restored before it can take over; a hot site is ready almost immediately.
  • Tabletop versus parallel processing test: a tabletop is a discussion; a parallel test runs real workloads at the recovery site.
  • UPS versus generator: the UPS bridges seconds to minutes; the generator carries the load for hours.

Practice questions for 3.4

From the CertRidge SY0-701 question bank. Try each one before opening the answer.

  1. Question 1

    A file server gets a full backup every Sunday. Monday through Saturday, a nightly job copies only the data that changed since the previous night's backup job. To restore Thursday's state, an administrator needs Sunday's full backup plus the Monday, Tuesday, Wednesday and Thursday jobs, applied in order. Which backup type do the nightly jobs use?

    • AIncremental
    • BDifferential
    • CFull
    • DSnapshot
    Show answer and explanation

    Answer: A) Incremental

    Jobs that capture only the changes since the previous backup, and that must all be applied after the last full backup to restore, are incremental. A differential would need only the full backup plus the latest differential.

    • AAn incremental backup copies only the data modified since the last backup of any type. Each job stays small, but a restore needs the last full backup plus every incremental after it, in sequence.
    • BA differential copies everything changed since the last full backup, so each one grows during the week. A restore needs only the full backup and the most recent differential, not every nightly job.
    • CA full backup copies the entire dataset every time, whether or not anything changed. Restoring would need only that single backup.
    • DA snapshot is a point-in-time image of a volume or VM. It is not the scheme of nightly jobs that each capture only changes since the previous night.
  2. Question 2

    A company's recovery site has power, network connectivity and servers already installed, but staff must restore recent data from backups before it can take over. Which type of site is this?

    • AA warm site
    • BA hot site
    • CA cold site
    • DA mobile site
    Show answer and explanation

    Answer: A) A warm site

    • AA warm site has infrastructure and equipment ready but needs current data loaded, so recovery takes hours to days.
    • BA hot site runs with current data and can take over almost immediately; this site still needs data restored.
    • CA cold site provides space and basic utilities but little or no equipment; this site already has servers.
    • DA mobile site is a transportable facility, such as a trailer; the description is of a fixed site.
  3. Question 3

    During a disaster recovery test, the recovery site processes real transactions alongside production, without failing over, to confirm its results match. Which test type is this?

    • AA parallel processing test
    • BA tabletop exercise
    • CA full failover test
    • DA walkthrough
    Show answer and explanation

    Answer: A) A parallel processing test

    • ARunning recovery systems in parallel with production verifies them without disrupting live operations.
    • BA tabletop exercise is a discussion, not running systems.
    • CA failover test actually moves production to the recovery site.
    • DA walkthrough reviews the plan step by step without running systems.

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Objective numbers and statements from CompTIA's published SY0-701 exam objectives. The explanations and questions are our own. Not affiliated with CompTIA.